NSD Successfully Completes ISAE 3402 Type II Operational Audit

07 October 2019

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National Settlement Depository (NSD) has released operational audit results conducted by KPMG in accordance with International Standard on Assurance Engagements (ISAE) 3402 Type II.

During the audit, key business processes were analyzed, including settlement, depository, clearing, and repository services, as well as associated monitoring procedures focused on information processes, such as access control and change management.

The operational audit conducted in compliance with ISAE 3402 Type II confirmed that control procedures had been properly designed and functioned efficiently. KPMG issued an unmodified opinion on the operational audit results that confirmed compliance.

Under Article 19 of Federal Law “On the Central Securities Depository,” and in accordance with international standards of control over service organizations, NSD must conduct an operational audit at least once every two years.

The full text of the report is available at the following link.

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NSD Successfully Completes ISAE 3402 Type II Operational Audit

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